• Home
  • About Us
    • Who we are?
    • Why choose us?
    • What have we achived?
    • What our students says?
  • Programmes
    • CMA Programmes
      • About ICMA
      • Graduate Conversion Program
      • CMA Workshop – Accountancy Qualification
      • CMA Workshop – CGBA
    • Chartered Institute of Securities & Investments
      • About CISI
      • International Introduction to Investment
      • Risk in Financial Services
      • Wealth & Investment Management
      • Global Financial Compliance
    • Corporate Finance Institute
      • About CFI
      • Financial Modeling & Valuation Analyst
      • Certified Credit & Banking Analyst (CCBA)
      • Capital Markets & Securities Analyst (CMSA)
      • International Introduction to Securities & Investment
    • Institute of Internal Auditors (IIA)
      • About IIA
      • Certified internal auditor (CIA)
  • Training
    • Quantum Leap Training
      • Leasing Qualification
      • Corporate Training
      • Employee/Personal Training
  • Resources
    • The Climate Reality Project
    • Blog Feed – Academy of Finance
    • Webinars – Academy of Finance
    • Inductions – Academy of Finance
    • Video Classroom
    • General Videos & Announcements
    • CMA on Target Article
  • Contact
    • Student Portal
Academy of FinanceAcademy of Finance
  • Home
  • About Us
    • Who we are?
    • Why choose us?
    • What have we achived?
    • What our students says?
  • Programmes
    • CMA Programmes
      • About ICMA
      • Graduate Conversion Program
      • CMA Workshop – Accountancy Qualification
      • CMA Workshop – CGBA
    • Chartered Institute of Securities & Investments
      • About CISI
      • International Introduction to Investment
      • Risk in Financial Services
      • Wealth & Investment Management
      • Global Financial Compliance
    • Corporate Finance Institute
      • About CFI
      • Financial Modeling & Valuation Analyst
      • Certified Credit & Banking Analyst (CCBA)
      • Capital Markets & Securities Analyst (CMSA)
      • International Introduction to Securities & Investment
    • Institute of Internal Auditors (IIA)
      • About IIA
      • Certified internal auditor (CIA)
  • Training
    • Quantum Leap Training
      • Leasing Qualification
      • Corporate Training
      • Employee/Personal Training
  • Resources
    • The Climate Reality Project
    • Blog Feed – Academy of Finance
    • Webinars – Academy of Finance
    • Inductions – Academy of Finance
    • Video Classroom
    • General Videos & Announcements
    • CMA on Target Article
  • Contact
  • Student Portal
  • Home
  • Blog
  • CISI, CFI & IIA
  • CISI – Global Financial Compliance

CISI – Global Financial Compliance

Course Description:

  • COURSE BRIEF
  • FOR WHOM
  • PROGRAMME STRUCTURE

COURSE BRIEF

Global Financial Compliance

A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. CISI Global Financial Compliance qualification addresses techniques used to implement successful compliance functions in organisations. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It further addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

  1. The international regulatory environment
  2. The compliance function
  3. Managing the risk of financial crime
  4. Ethics, Integrity and Fairness
  5. Governance, risk management and compliance

Key Features

  • Specialist qualification – covers all the key aspects of compliance
  • Globally portable – addresses international issues, reflecting the needs of a worldwide market
  • Flexible study options – can be taken as a stand-alone qualification or combined with other units to achieve the full Certificate in Global Financial Compliance or Investment Operations Certificate (IOC)
  • ACSI designatory letters

FOR WHOM

Who should study for Global Financial Compliance?

Suitable for all compliance staff and will be especially relevant to Compliance Officers.

The qualification addresses techniques used to implement a successful compliance function and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter.

Entry Qualifications

It is recommended that a prospective candidate should have a reasonable exposure to compliance related aspects.

PROGRAMME STRUCTURE

Academy of Finance Study Programme

Academy of Finance provides a comprehensive teaching programme covering 50 teaching hours in 20 two- and half-hour study sessions.  This includes the core material coverage, guest lectures and comprehensive revision sessions.  Estimated additional study time will be 100 hours.

Classes will be starting in February and held on Tuesdays from 7.00 pm to 9.30 pm.

Fee Structure Standard
CISI Registration fee £35 Rs  8,295
Local Tuition fee

Examination fee

 

£125

Rs 35,000

Rs 29,625

Total Rs 72,920

The Examination & Registration fees would vary depending on the exchange rate.

PROGRAMME INFO

Get in Touch

Simply send us your details, we will get back to you with more information.

    Or just call us, our programme coordinators will guide you through!

    +94 11 259 1122+94 777 41 2009

    Class Schedule

    Tuesday
    7:00 PM - 9:30 PM

    Next Intake

    27th, October 2020
    7:00 PM - 9:30 PM

    Course Contents (In detail)

    1. The international regulatory environment
      • Models of regulation
      • The international approach to regulation
    1. The compliance function
      • International best practice
      • The role of the compliance function within a firm
      • managing regulatory relationships
    1. Managing the risk of financial crime
      • Money laundering
      • Terrorist financing and the standards required of firms
      • Practical implications
      • Policies, procedures and controls required of firms
    1. Ethics, Integrity and Fairness
      • Ethics
      • Market integrity
      • Fair conduct
      • Fair dealing
    1. Governance, risk management and compliance
      • Corporate governance
      • Key risk types, their application and impact on the compliance function
      • Compliance risks

    Next Step – Immediately after completion

    • CISI membership – Obtaining Global Financial Compliance entitles candidates to join the Institute at associate level and utilise the designatory letters, ACSI. As a member of the Institute, you will enjoy the recognition of being a professional in a world of increasing competition.

    Next Step – Further Qualifications

    Global Financial Compliance can be taken as a stand-alone award or it can also be taken with one of the following regulatory exams:

    • UK Financial Regulation
    • Local regulatory paper (for international candidates)

    Upon successful completion of Global Financial Compliance and a regulatory paper, candidates will be awarded the Certificate in Global Financial Compliance.

    The qualification can be further advanced by taking one of the following paths;

    • Investment Operations Certificate (IOC) – The Global Financial Compliance exam also forms part of the CISI’s globally recognised IOC. Once you have successfully passed the exam you can progress your studies by completing another two units to achieve the full IOC qualification. Visit cisi.org/ioc

    Diploma in Investment Compliance – This qualification equips candidates with the knowledge and understanding of the financial services regulatory environment and the confidence to enforce regulatory compliance within their firm. Visit cisi.org/dipic

    • Share:
    author avatar
    academy_36a4wv

    Previous post

    What managers need to know about finance
    January 23, 2021

    Next post

    ICMA Graduate Conversion Programme: Batch 29
    February 6, 2021

    Leave A Reply Cancel reply

    Your email address will not be published. Required fields are marked *

    ACADEMY - INDUCTIONS

    stay tuned with us

    ICMA Graduate Conversion Programme: Batch 29
    06Feb2021
    IIA Certified Internal Auditor: Batch 8
    12Dec2020
    CISI Wealth & Investment Management: Batch 1
    12Oct2020
    ICMA Graduate Conversion Programme: Batch 28
    12Aug2020
    View Inductions
    ACADEMY - BLOG FEED

    stay tuned with us

    What managers need to know about finance
    12Jan2021
    Electric Blues: Cost-Benefit of Taxing Electric Car Usage
    29Dec2020
    Managing the Risks of Emerging Technologies
    27Dec2020
    Maintaining Skepticism During Crisis
    06Dec2020
    View all Articles
    ACADEMY - WEBINAR FEED

    stay tuned with us

    Valuation & Distress Analysis in post COVID Era
    11Jan2021
    Internal Audit during Pandemic times
    11Jan2021
    Global Zoom CMA Program
    26Nov2020
    5 Best Excel Tools For Accountants
    15Nov2020
    View Webinars/Buzz Talks
    +94 11 259 1122 +94 777 41 2009
    5th Floor, No.403-5/1, Galle Road, Colombo 03.
    cma@academy.lkmba@academy.lk
    Daily: 9:00 AM – 6:00 PMSunday & Holidays: Closed

    All Rights Reserved by Academy. Designed by Pawara Concepst.